WebJun 28, 2013 · Fit and Proper Criteria Page 5/13 Issued on: 28 June 2013 PART B FIT AND PROPER CRITERIA, POLICIES AND PROCEDURES 7. Conditions for assessment and appointment S 7.1. Any person to be appointed as a key responsible person must not be disqualified3 and have been assessed to have met all the fit and proper criteria WebPM v MM AND ANOTHER 2024 (3) SA 403 (SCA) Practice — Applications and motions — Affidavits — Locus standi — Whether attorney or advocate requiring authority from client to depose to affidavit in support of latter's application for rescission — Distinction between right to institute proceedings, authority to act on behalf of client and basis for deposing to …
Impact of the new Fit and Proper Amendments on FAIS representatives
WebApr 11, 2024 · Financial Soundness of Representatives. The new Determination of Fit and Proper Requirements for Financial Services Providers, 2024 (Board Notice 194 of 2024) sets out a number of new … WebThe amended fit and proper requirements course are an on-line short course outlining the new fit and proper requirements prescribed under Board Notice 194 of 2024 as applicable to financial services providers and representatives in Category I. Time allotted for course The course consists of 4 topics with an assessment that needs to be completed. chinese frog meme
Financial Soundness of Representatives – Moonstone …
WebBOARD NOTICE 194 OF 2024 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT NO 37 OF 2002) DETERMINATION … http://www.associatedcompliance.co.za/AC_Manual_2013/2_Management/Fit%20and%20proper/Fit%20and%20Proper%20AC%20Note%20Jun13.pdf WebBOARD NOTICE 260 OF 2013. SCHEDULE AMENDMENT OF FIT AND PROPER REQUIREMENTS AND ACCOMPANYING MEASURES, 2013 Definitions 1. In this Schedule-'Fit and Proper Requirements' means the Determination of Fit and Proper Requirements for Financial Services Providers, 2008; grand mercure gambir